Search for: "Brokers' Risk Placement Service, Inc. v. First State Management Group, Inc."
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6 Jul 2020, 7:12 am
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
8 Nov 2019, 7:22 am
All placements of insurance in the United States are generally subject to state premium taxation, but the responsible taxpayer depends on the type of insurance policy issued. [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
14 Mar 2016, 2:56 am
In Hantz Financial Services, Inc. v. [read post]
15 Dec 2022, 8:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2017, 9:01 am
Such managers should consult with their state securities authorities to determine whether they are required to register in the states in which they conduct business. [read post]
15 Dec 2017, 9:01 am
Such managers should consult with their state securities authorities to determine whether they are required to register in the states in which they conduct business. [read post]
26 Oct 2020, 11:18 am
[vii] B3i Services AG, an insurance startup owned by 20 of the world’s largest insurers and reinsurers,[viii] released an application that uses smart contracts to allow participants to “negotiate terms, agree on rates and complete contract placements. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
15 Mar 2011, 10:40 am
IMS Health Inc. [read post]
5 Feb 2021, 1:25 am
Under Article 42 of AIMFD, non-EEA AIMFs can market to EEA professional investors on a private placement basis, if certain conditions of transparency are met and there is appropriate cooperation between the home regulator of the AIMF and the regulator of the EEA state where the fund is managed. [read post]
16 Apr 2018, 4:48 pm
In the seminal prime bank case SEC v. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC company order | SEC CFO complaint SEC settles assets recovery and impairment loss disclosure claims In the Matter of Future FinTech Group Inc. [read post]
22 Dec 2020, 9:43 am
The first training must be held by January 1, 2021 and thereafter must be held every two years. [read post]
